שטוטאקוי, אתר מאמרים אישי

September 17, 2021

Dfm Agreement

Filed under: Uncategorized — ירון @ 5:08 am

It simply means that the manager makes buying and selling decisions within a portfolio without asking the client`s permission or authorization. The authorization is granted as part of a first customer contract (application form) signed by the customer. It is worth pointing out here that consultants who have signed an agent-as-a-client contract are exposed to all complaints from their clients regarding their investments, which can spread widely in the future. If you rely on agreements with investment managers that have not been verified lately, it is worth taking the time to check them. From the discussions I have had with consultants, it is clear that many are working under agreements that were made years ago, and many of those agreements are based on CAAs. Under this type of agreement, the advisor remains responsible for determining whether DFM`s mandate is suitable for the client, but the responsibility for the actual asset management rests with the DFM. . . .

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